* Business.
See Company.
* Company. A business or enterprise, including a corporation, limited liability
company, partnership and limited partnership.
* Form D. Notice to the SEC that includes
information about the offering, the Company, its owners and securities promoters.
* Private
Placement. Issuance of securities that are not registered with the SEC. In general, private placements are less expensive,
quicker and often subject to less disclosure than registrations.
* Reporting Company. Certain
public companies required by securities laws to file quarterly, annual and other reports with the SEC.
* Restricted Securities. Shares, debentures or notes that may not be re-sold within six (6) months after purchase
without SEC registration.
* Safe Harbor. A set of rules that, if followed, assure
that a business complies with the law.
* Smaller Reporting Company. Generally, this is
a private Company that had annual revenues of less than $50 million for the past year or a public Company that has outstanding
securities valued at less than $75 million computed according to SEC regulations.
* Solicitation.
General solicitation or general advertising, including advertisements, articles or notices appearing in newspapers, magazines,
on TV, radio or media, as well as seminars or meetings whose attendees have been invited through such ads or notices.
* Sophisticated Investors. Investors with sufficient knowledge and experience in financial and business matters
to make them capable of evaluating the merits and risks of the prospective investment.
NOT
INTENDED AS LEGAL ADVICE - CONSULT WITH A QUALIFIED ATTORNEY BEFORE RELYING ON THIS INFORMATION
Copyright 2009 Louise Aron and Patricia Cudd, All Rights Reserved
