SECURITIES ACT
OF 1933 FORMS
DOMESTIC ISSUERS:
Form S-1
Registration statement
Form S-3 Registration statement
Form S-4 Registration statement
Form
S-8 Registration statement
Form S-11 Registration
statement
Form
1-A Regulation A offering statement
Form 2-A
Report of sales and uses of proceeds pursuant to Rule 257 of Regulation A
Form
D Notice of sale of securities pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption
FOREIGN PRIVATE ISSUERS:
Form F-1 Registration
statement
Form F-3 Registration statement Form F-4 Registration statementForm
F-6 Registration statement for depositary shares evidenced by American depositary receiptsForm F-7 Registration statementForm
F-8 Registration statementForm F-9 Registration
statementForm F-10 Registration statementForm F-80 Registration statementForm
F-X Appointment of agent for service of process and undertakingForm
F-N Appointment of agent for service of process by foreign banks and foreign insurance companies
TENDER OFFERS:Form
CB Tender offer/rights offering notification form
NOTICE OF PROPOSED SALE OF SECURITIES:
Form 144 Notice of proposed sale of securities pursuant to Rule 144
under the Securities Act
EDGAR FORMS:
Form ID Uniform application for access codes to file on EDGAR
SECURITIES
EXCHANGE ACT OF 1934 FORMS
BENEFICIAL OWNERSHIP FORMS:
Form 3 Initial
statement of beneficial ownership of securities
Form 4 Statement of changes of beneficial ownership of securities
Form 5 Annual statement of beneficial ownership of securities
PERIODIC (ANNUAL, QUARTERLY, CURRENT)
REPORTS:
Form 6-K Report of foreign issuer pursuant to Rules 13a-16 and 15d-16
Form 8-K Current reports pursuant to Section 13 or 15(d)
Form 10-D Asset-backed issuer distribution report pursuant to Section
13 or 15(d)Form 10-K Annual reportForm 10-KSB Annual report for small business issuersForm
10-Q Quarterly reportForm 10-QSB Quarterly
report for small business issuers
Form
11-K Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)
REGISTRATION STATEMENTS:Form 8-A Registration of certain classes of securities - 12(b) or
(g)Form 10 General form
for registration of securities - 12(b) or (g)Form 10-SB Registration of securities - small business issuers - 12(b) or (g)
LATE FILING NOTIFICATION:Form 12b-25 Notification of late filing
TERMINATION
OF REGISTRATION:Form 15 Certification - Section 12(g) or notice of suspension of duty to file reports under
Sections 13 and 15(d)
Form 25 Notification of the removal from listing and/or
registration under Section 12(b)
FOREIGN PRIVATE ISSUERS:Form 15F Certification
of Foreign Private Issuer's Termination of Registration of a Class Of Securities Under Section 12(G) or Termination
of the Duty to File Reports Under Section 13(A) or Section 15(D)Form 18 Application for registration pursuant to Section 12(b) and (c) (For foreign
governments and political subdivisions thereof)Form 18-K Annual
report for foreign governments and political subdivisions thereofForm 20-F
Registration statement under Section 12(b) or (g); annual report under Section 13 or 15(d); transition report under Section
13 or 15(d)Form 40-F Registration
statement pursuant to Section 12 or annual report pursuant to Section 13(a) or 15(d)
TENDER OFFERS:Form CB Tender offer/rights offering notification form
EDGAR FORMS:
Form ID Uniform
application for access codes to file on EDGAR.
STATE FORMS
SMALL COMPANY OFFERING REGISTRATION:
Form U-7 Regional
application process.
NOT
INTENDED AS LEGAL ADVICE - CONSULT WITH A QUALIFIED ATTORNEY BEFORE RELYING ON THIS INFORMATION
