Louise Aron Attorney at Law

Issuing Stock to Employees as Compensation

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Copyright 2009 Louise Aron and Patricia Cudd, All Rights Reserved

About Louise Aron:
~~ 30 ~~ years of experience
*** Graduated Rutgers Law School, J.D. 1978 ***
*** Firm established in 1981 -- over two decades of dedication to client satisfaction. ***
*** Licensed in New York and Colorado. ***

About Patricia Cudd:
~~ 33+ ~~ years of experience with:
*** securities registrations and exemptions***
***
mergers and acquisitions***
***
SEC compliance and reporting***
*** Graduated University of Utah Law School, J.D. 1976 ***
ISSUING STOCK TO EMPLOYEES AS COMPENSATION

Exemption for Issuance of Securities Through Employee Benefit Plans - Compensating Employees
    • Approximate average time from consultation to completion of documents/filing: two weeks if under five million, more if greater.
    • Time from completion of documents/filing to issue:  no wait.
    • Attorney’s fees not including accounting fees: $5,000.00 to $25,000.00 depending on complexity.
         Securities valued at up to one million dollars may be issued to compensate employees, and if your company meets certain criteria, securities valued at in excess of one million dollars may be issued.  If your Company is not a Reporting Company and the aggregate sales price or amount of securities issued during any consecutive 12-month period exceeds $5 million, the issuer must disclose the following to employees/investors: summary plan description required by ERISA; for non-ERISA plans, summary of the material terms of the plan; risks associated with investment; and financial statements required under Regulation A.   Purchasers receive Restricted Securities.

Registration for Employee Benefit Plans - Compensating Employees
  • Approximate average time from consultation to completion of documents/filing: one month depending on complexity.
  • Time from completion of documents/filing to registration:  no wait.
  • Attorney’s fees not including accounting fees: $10,000.00 to $50,000.00 depending on complexity.
         This registration statement enables employees with Restricted Securities to sell them publicly.  Its complexity depends on the number of employees and the types of securities they hold.
Copyright 2009 Louise Aron and Patricia Cudd, All Rights Reserved

NOT INTENDED AS LEGAL ADVICE - CONSULT WITH A QUALIFIED ATTORNEY BEFORE RELYING ON THIS INFORMATION

Email Ms. Aron at louisearon@qualitylegaladvice.com

Offices - Lakewood, Downtown Denver,
Highlands Ranch, Lone Tree, Aurora,
Boulder, Broomfield, Longmont, Louisville


Links below are reciprocal, and are unrelated to law or legal advice:

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